Category Archives: First Amendment

Cal Court of Appeals finds that First Amendment bars right of publicity claims against Rolling Stone

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Filed under First Amendment, Right of Publicity, Unfair Competition

Stewart v. Rolling Stone LLC, 2010 WL 317016 (Cal. App. 1 Dist. 2009)

The California First Appellate District (Marchiano, Margulies, Dondero writing) issued a First Amendment decision in an interesting right of publicity case on Thursday. The class action plaintiffs were a group of one hundred and eighty-six Indie Rock musicians whose band names were featured in a centerfold spread “Indie Rock Universe” in the November 15, 2007 issue of Rolling Stone.

The spread contained five pages of content and four pages of advertisements for Camel cigarettes. The plaintiffs brought three claims against Rolling Stone and R.J. Reynolds: (1) the unauthorized use of name in violation of California Civil Code section 3344, (2) a common law right of publicity claim for unauthorized use of name for commercial advantage, and (3) a claim for unfair competition claim for violation of California Business and Professions Code sections 17200-17203.

At bar, Rolling Stone appealed from the trial court’s order denying its special motion to strike a class action complaint under California’s Anti-SLAPP provisions. Rolling Stone (R.J. Reynolds wasn’t a party on appeal) argued that  there wasn’t a triable issue as to whether the foldout constituted commercial speech, and that the plaintiffs did not present evidence sufficient to establish that they had a probability of prevailing on the merits. The California Court of Appeals agreed and reversed, finding that Rolling Stone was shielded by the First Amendment’s Freedom of Speech and Press protections.

Was the speech commercial? Was clear and convincing evidence of actual malice required?

The trial court found that the foldout was commercial speech on behalf of Rolling Stone because the magazine, through its “layout decision,” published “an allegedly integrated 9-page advertisement” for Camel cigarettes. The trial court found that a trier of fact could conclude that the feature was commercial speech because it was “inextricably intertwined” with the advertisement. The Court of Appeals looked to both the Ninth Circuit’s and California Supreme Court’s tests for commercial speech and found that the speech was non-commercial:
Simply put, there is no legal precedent for converting noncommercial speech into commercial speech merely based on its proximity to the latter. There is also no precedent for converting a noncommercial speaker into a commercial speaker in the absence of any direct interest in the product or service being sold. We thus conclude that the Feature is noncommercial speech.

The Court of Appeals next looked to New York Times Co. v. Sullivan, 376 U.S. 254, 279-280 (1964)  for the proposition that a “plaintiff who is either a public official or public figure may not recover damages for defamation absent proof that the defendant published defamatory statements with ‘actual malice,’ that is, either with knowledge of their falsity or with reckless disregard for the truth.” The Court of Appeals found that as non-commercial speech the plaintiff needed to show actual malice for the commercial misappropriation claims brought under the common law and Section 3344. The Court dismissed finding that the plaintiff could not present evidence that would surmount the First Amendment defense.

Freedom of Press

The Court of Appeals further found that the plaintiff’s claims were also barred by the First Amendment Freedom of Press protections:

It is well established that “The choice of material to go into a newspaper, and the decisions made as to limitations on the size and content of the paper, and treatment of public issues and public officials-whether fair or unfair-constitute the exercise of editorial control and judgment. It has yet to be demonstrated how governmental regulation of this crucial process can be exercised consistent with First Amendment guarantees of a free press as they have evolved to this time.” ( Miami Herald Publishing Co., Division of Knight Newspapers, Inc. v. Tornillo (1974) 418 U.S. 241, 258 [41 L.Ed.2d 730, 94 S.Ct. 2831].) “[T]he courts have long held that the right to control the content of a privately published newspaper rests entirely with the newspaper’s publisher. The First Amendment protects the newspaper itself, and grants it a virtually unfettered right to choose what to print and what not to.” ( Eisenberg v. Alameda Newspapers, Inc. (1999) 74 Cal.App.4th 1359, 1391 [88 Cal.Rptr.2d 802].)

D.C. Court of Appeals adopts test from Cahill for enforcing a subpoena seeking identity of anonymous defendant

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Filed under Discovery, First Amendment

Solers, Inc. v. Doe, 2009 WL 2460862 (D.C. 2009)

There was a fascinating decision out of the D.C. Court of Appeals this past week. The D.C. Court of Appeals is the equivalent of a state supreme court, not to be confused with the U.S. Court of Appeals for the D.C. Circuit.

The Software & Information Industry Association was a trade organization with an anti-piracy division. One of the enforcement programs offered a “piracy hotline” through which sources could anonymously report infringing activities via the internet or by a phone call. The SIAA received an anonymous internet tip that a software company was conducting infringing activities. The SIAA sent out a letter demanding that the software company, whose principal business was designing programs for the Department of Defense,  conduct an internal audit, deliver the results of the audit to the SIAA, or risk litigation for copyright infringement. The defense industry software company completed an audit, found no infringement, and reported the results to the SIAA, which closed its file.

The defense industry software company was angered by the allegation, and filed suit against John Doe (the SIAA was not a party in the proceedings) alleging defamation and tortious interference with prospective advantageous business opportunities. The defense industry company issued a subpoena to the SIAA seeking production of the documents relating to the tip, and the identity of Doe. The SIAA moved to quash, which was granted by the Superior Court.

The software company requested that the Superior Court dismiss its complaint with prejudice so that there would be a decision on the merits, allowing the company to appeal the order quashing the subpoena. The Superior Court obliged finding that the defense industry software company had failed to allege sufficient facts that it had suffered harm and had failed to exhaust alternative methods for obtaining Doe’s identity.

The standard for enforcing a subpoena which seeks to identify an anonymous defendant

This issue of when it’s consistent with the First Amendment to force a third party to reveal the identity of a defendant charged with defamation was an issue of first impression in the District of Columbia. The Court of Appeals looked to the standard articulated in Doe v. Cahill, 884 A.2d 451, 456 (Del.2005):

When presented with a motion to quash (or to enforce) a subpoena which seeks the identity of an anonymous defendant, the court should:

  • (1) ensure that  the plaintiff has adequately pleaded the elements of the defamation claim,
  • (2) require reasonable efforts to notify the anonymous defendant that the complaint has been filed and the subpoena has been served,
  • (3) delay further action for a reasonable time to allow the defendant an opportunity to file a motion to quash,
  • (4) require the plaintiff to proffer evidence creating a genuine issue of material fact on each element of the claim that is within its control, and
  • (5) determine that the information sought is important to enable the plaintiff to proceed with his lawsuit.

We do not require a separate balancing test at the end of the analysis, nor do we require a showing that the plaintiff has exhausted alternative sources for learning the information.

There was a paragraph on the policy outlines of the case that was particularly interesting:

SIIA protests that enforcement of subpoenas like this one will have a chilling effect on reporting of software piracy: “Because few would-be Internet communicators seeking to report potential software piracy would risk the financial and other burdens of defending a lawsuit, that speech likely would disappear.” This forecast includes hyperbole, no doubt, but the test we have adopted takes this concern into account. As the previous discussion should make clear, we do not take lightly a person’s decision to speak anonymously. But that is not an absolute right, and SIIA’s website alerted John Doe that SIIA might be required to disclose his identity. We do not question the importance of combating software piracy, but that is only one of the interests we must balance.

The Court of Appeals vacated the judgment of the Superior Court so that the defense industry software company would have the opportunity to present evidence supporting its defamation claim under the revised standard.